Collective Investment Scheme Registration
According to section 11AA (2) of SEBI act, any scheme or arrangement made or offered by any company under which the contributions, or payments made by inventors, are pooled underutilised with a view to receive profits, income, produce or property & is managed on behalf of the investors is a Collective Investment Scheme
Depository Participant Registration
The depository is an organization which holds securities (like share, Debentures, Bonds, Government Securities, Mutual Funds Units etc) of investors in electronic form at the request of the investors through a registered depository participant. It also provides services related to transactions in securities
Registrar to Issue and Share Transfer Agent
“Registrar to an issue” means the person appointed by a body corporate or any person or group of persons to carry on the following activities on its or his or their behalf-Collecting applications from investors in respect of an issue,Keeping a proper record of applications and monies received from investors or paid to the seller of the securities.
UNDERWRITER TO AN ISSUE
The person or institutions underwriting a public issue of shares or debentures are called underwriters. Underwriters may be individuals, partnership firms or joint stock companies.In this we have discussed about the various processes of underwriter.